Compliance

2 stories tagged Compliance on Learning Fanatic.

SEBI ends mandatory call recording for analysts' institutional clients From 8 November 2026 research analysts need not record calls with institutional clients, but other interaction records and five-year retention stay.
Lesson 3.4: Security, access and compliance in a customer's environment Working inside a customer's systems means working under their rules. Learn least access, secrets, masking, logging and compliance, and how to pass a review.